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    Decisions Adopted by the Board of the Financial Supervisory Authority
Decisions Adopted by the Board of the Financial Supervisory Authority

Bucharest, 20 October 2021 – During today's meeting, the Board of the Financial Supervisory Authority (ASF) adopted measures on the functioning of the supervised non-bank financial markets - insurance, capital market and private pensions, as follows:

 

A)  Regulation

The Draft Regulation on the procedure for withdrawal of the notification made by UCITS or AIFMs in Romania or other Member States on the distribution of participating interests and on the procedure for notification by AIFMs in Romania or other Member States on the pre-marketing activity (the draft will be published on www.asfromania.ro for public consultation for 10 days).

 

B)  Authorization

Approval of Mrs. Mona Lucia Cucu as General Manager of the Insurance Guarantee Fund;

Approval of the prospectus prepared for the admission to trading on the regulated market managed by the BVB of the bonds issued by SSIF BRK Financial Group SA and the issuance of their Registration Certificate;

Approval of the withdrawal from trading and delisting from ASF's records of the shares issued by URB Rulmenți Suceava SA, in view of the completion of the procedure provided for in Article 115 of the ASF Regulation no. 5/2018, as subsequently amended and supplemented;

Approval of amendments to the Articles of Incorporation of Co Invest Broker de Asigurare S.R.L. (acquisition of shares by transfer, new significant shareholder, shareholding, appointment of director, amendment of some articles);

Approval of amendments to the Articles of Incorporation of Orizont Broker de Asigurare - Reasigurare SA (transfer of shares, new significant shareholder, shareholding, appointment of directors);

Approval of the application for approval of the amendment of the Management Contract for the Aripi Private Pension Fund, managed by Generali Societate de Administrare a Fondurilor de Pensii Private SA;

Approval of the application for the authorization of the amendment to the Individual Membership of the AZT Viitorul Tău Private Pension Fund, managed by Allianz-Țiriac Pensii Private Societate de Administrare a Fondurilor de Pensii Private SA;

Approval of the application for the authorization of the amendment of the Individual Membership of the AZT Moderato Voluntary Pension Fund, managed by Allianz-Țiriac Pensii Private Societate de Administrare a Fondurilor de Pensii Private SA;

Approval of the application for the authorization of the amendment to the Individual Membership of the AZT Vivace Voluntary Pension Fund, managed by Allianz-Țiriac Pensii Private Societate de Administrare a Fondurilor de Pensii Private SA.

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20/10/2021
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