Decisions adopted by the Board of the Financial Supervisory Authority

Bucharest, 22 November 2022 – During today's meeting, the Council of the Financial Supervisory Authority (ASF) adopted measures on the functioning of the supervised non-bank financial markets - insurance, capital market and private pensions, as follows:

A)  Regulation

Draft Regulation amending and supplementing ASF Regulation no. 13/2019 on the establishment of measures to prevent and combat money laundering and terrorist financing through the financial sectors supervised by the Financial Supervisory Authority and notifying EBA of ASF’s intention to comply with Guidelines EBA/GL/2021/16 and EBA/GL/2022/05 (the draft will be published on www.asfromania.ro for public consultation for 15 days);

Approval of the Draft Rule amending and supplementing ASF Rule no. 9/2020 on the financial year-end for insurance entities, for public consultation (the draft will be published on www.asfromania.ro  for public consultation for 10 days);

Notification to the European Banking Authority of the intention to apply the provisions of the Guidelines on data collection exercise regarding high earners under Directive 2013/36/EU and Directive (EU) 2019/2034.

B)  Authorisation

Approval of the authorisation of Mr. Adrian Tanase as General Manager of the market operator Bursa de Valori București S.A., following the extension of his mandate;

Approval of Mr. Nicolas Edmond Naouri as Deputy General Manager of Groupama Asigurări S.A.;

Approval of Mrs. Elena-Simona Goga as member of the Board of Directors of Signal Iduna Asigurări de Viață (formerly Ergo Asigurări de Viață) S.A.;

Approval of Mrs. Cătălina-Georgeta Preda as a member of the Board of Directors of Signal Iduna Asigurări de Viață (formerly Ergo Asigurări de Viață) S.A.;

Approval of Mr. Răuță Dănuț - Florin as Executive Officer of Corporate Risk Insurance Broker de Asigurare S.R.L. and of the amendments to the company’s Articles of Incorporation (transfer of shares, new shareholding and appointment of director);

Authorisation of Mr. Ioan Vreme as member of the Board of Directors of BRD Societate de Administrare a Fondurilor de Pensii Private S.A.;

Approval of the withdrawal from trading and delisting from ASF’s records of the shares issued by Firm-Recom S.A. Bucharest, in view of the completion of the procedure provided for in Article 115 of ASF Regulation no. 5/2018, as subsequently amended and supplemented;

Approval of the request for endorsement of the amendment to the Private Pension Scheme Prospectus of the Privately Managed Pension Fund AZT Viitorul Tău, managed by Allianz-Țiriac Pensii Private Societate de Administrare a Fondurilor de Pensii Private S.A.;

Approval of the request for prior endorsement of the amendment to the Voluntary Pension Scheme Prospectus of the Voluntary Pension Fund Pensia Mea, managed by BT Pensii - Societate de Administrare a Fondurilor de Pensii Facultative S.A.;

Approval of the request for approval of the amendment to the Individual Membership Act of the Privately Managed Pension Fund BRD, managed by BRD Societate de Administrare a Fondurilor de Pensii Private S.A.;

Approval of the request for the endorsement of the amendment to the Individual Membership Act of the Voluntary Pension Fund BRD Medio, managed by BRD Societate de Administrare a Fondurilor de Pensii Private S.A.