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    Decisions adopted by the Board of the Financial Supervisory Authority

Decisions adopted by the Board of the Financial Supervisory Authority

Bucharest, 31 May 2022 – During today's meeting, the Board of the Financial Supervisory Authority (ASF) adopted measures on the functioning of the supervised non-bank financial markets - insurance, capital market and private pensions, as follows:

A)  Regulation

ESMA notification on the intention of the ASF to apply the provisions of the MAR Guidelines - Deferral of disclosure of inside information and interactions subject to prudential supervision;

Rule amending and supplementing the Financial Supervisory Authority's Rule No 1/2015 on the membership and registration of participants in privately managed pension funds (the rule will be sent to the Official Gazette of Romania for publication);

Rule amending and supplementing the Financial Supervisory Authority's Rule No 18/2018 on the membership and registration of participants in voluntary pension funds (the rule will be sent for publication to the Official Gazette of Romania).

B)  Authorisation

Approval of the authorization of Mr. Molnăr Octavian as director of SSIF IFB Finwest S.A. following the extension of the mandate and the alignment of the company to the provisions of Article II of Regulation no. 20/2021 amending and supplementing Regulation no. 1/2019;

Approval of Mr Erwin Hammerbacher for a new mandate as member and Chairman of the Board of Directors of BCR Asigurări de Viață Vienna Insurance Group S.A.;

Approval of Mr Klaus Mühleder for a new mandate as member of the Supervisory Board of BCR Asigurări de Viață Vienna Insurance Group S.A.;

Approval of Signal Iduna Asigurare Reasigurare S.A. as a direct significant shareholder and of the persons appointed to the Board of Directors of Ergo Asigurări S.A. - Mr Tiberiu Cristian Maier as Chairman and Mr Mark S. Osterloff as member of the Board of Directors;

Approval of Signal Iduna Asigurare Reasigurare S.A. as a direct significant shareholder and of the persons appointed to the Supervisory Board of Ergo Asigurări de Viață S.A. - Mr Tiberiu Cristian Maier, as Chairman, Mrs Mihaela Drugă and Mr Mark S. Osterloff, as members of the Supervisory Board;

Approval of the appointment of Ms. Dănilă Oana - Georgiana as CEO of Sirius - Broker de Asigurare S.R.L. and of the amendments to the company's Articles of Incorporation;

Approval of S.A.I. Broker S.A.'s application for authorisation of changes to the rules of the Smart Money Private Equity Alternative Investment Fund;

Approval of the application of BRD Asset Management S.A.I. S.A. for the authorisation of the BRD Euro Simplu Open-ended Investment Fund and its registration in ASF’s public register;

Approval of the withdrawal of the shares issued by Dan Steel Group Beclean S.A. Beclean from trading and their delisting from the A.S.F. records in view of the bankruptcy filing;

Approval of the amendments to the Articles of Incorporation of L.M.C. Asig Broker de Asigurare S.R.L. (transfer of shares, shareholding, identification data);

Approval of the amendments to the Articles of Incorporation of Personal Broker - Broker de Asigurare - Reasigurare S.R.L. (change of registered office, duration of company operation and duration of administrator mandate);

Prior approval of the amendment to the Prospectus of the voluntary pension scheme for the NN Activ Voluntary Pension Fund, managed by NN Asigurări de Viață S.A.;

Prior approval of the amendment to the Prospectus of the voluntary pension scheme for the NN Optim Voluntary Pension Fund, managed by NN Asigurări de Viață S.A.

 

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About the Financial Supervisory Authority

The Financial Supervisory Authority is the national authority, established in 2013 by GEO 93/2012 approved by Law 113/2013, for the regulation and supervision of insurance markets, private pensions, as well as of the capital market. FSA contributes to the consolidation of the integrated operating framework of the three sectors, which has over 10 million participants. More information can be found on www.asfromania.ro