Decisions Adopted by the Board of the Financial Supervisory Authority

Bucharest, 21 July 2021 – During today’s meeting, the Financial Supervisory Authority’s Board (ASF) has approved some measures with regard to the operating framework of non-banking supervised financial markets – insurance, capital market and private pensions, as follows:

A) Regulation

The draft Instruction on determining the gains resulting from the transfer of securities obtained by individuals (the draft will be published on www.asfromania.ro, for public consultation for 10 days);

The draft rule on the governance and security of information and communication technology systems (the draft will be published on www.asfromania.ro, for public consultation for 10 days).

B)  Authorization

Approval to the amendments of the Articles of Incorporation of Safety Broker de Asigurare S.R.L. – appointment of the Board of Directors (Mr. Vasile Viorel - Chairman, Mr. Niță Robert – deputy chairman and Mrs. Mariana Stoican - member), assignment of shares, new shareholding structure, change of legal form and appointment of financial auditor;

Authorization of Mr. Iulian – Cornel Lolea as the person leading the risk management structure of S.A.I. Raiffeisen Asset Management S.A.;

Approval of the request of S.A.I. Swiss Capital Asset Management S.A. to authorize the changes in the documents of FDI Active Dynamic;

Approval of the request of S.A.I. Tradeville Asset Management S.A. on the withdrawal of the registration notice of the closed-end investment fund Global Investing Fund and deregistration from the A.S.F. Register;

Approval of the EU growth prospectus for the increase of the share capital of Magazin Universal Maramureș S.A. Baia Mare the issuance of the Certificate of registration of preferential rights for trading on the Multilateral Trading System managed by BVB;

Approval of withdrawal from trading and deregistration from the ASF records of the of shares issued by Famos S.A. Harghita, considering the completion of the procedure provided by art. 115 of the Regulation of the Financial Supervisory Authority no. 5/2018, as subsequently amended and supplemented.

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About the Financial Supervisory Authority

The Financial Supervisory Authority is the national authority, established in 2013 by GEO 93/2012 approved by Law 113/2013, for the regulation and supervision of the insurance markets, private pensions, as well as the capital market. The FSA contributes to strengthening the integrated functioning framework of the three sectors, amounting to over 10 million participants. More information can be found on www.asfromania.ro.